Detoxification of large language models via regularized fine-tuning

Attribute-controlled fine-tuning can produce LLMs that adhere to policy while achieving competitive performance on general benchmarks.

Large language models (LLMs) have demonstrated impressive performance across a variety of tasks, but, as has been clear in multiple instances, they carry the risk of producing inappropriate, unsafe, or biased outputs. When generating responses, a successfully trained LLM should comply with a set of policies specified by its creator; for example, the developer may want to restrain the LLM from generating toxic responses. We refer to this as attribute control, as it regulates an attribute of the LLM output.

In a paper we presented at EMNLP 2024, we propose a novel method for training an LLM to adhere to a set of constraints while preserving its performance. We first define a successfully trained LLM as one that can satisfy the following constraints: (1) Attribute control — the LLM output adheres to a policy, defined by the creator in most cases; (2) Utility preservation — the LLM maintains performance comparable to that of the original LLM on utility benchmarks; and (3) Training efficiency — the cost of fine-tuning with attribute control is similar to that of typical fine-tuning.

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Our work is inspired by the classic idea of constraint-driven learning and posterior regularization, in which the model output is forced to adhere to a particular distribution. Specifically, we train an auxiliary model to control a specific output attribute — in this case, toxicity. During fine-tuning, the auxiliary model estimates the closest distribution that, given the current state of the LLM, satisfies the constraints, and it penalizes the gap between that estimate and the LLM’s current distribution.

The natural way to do this is to iteratively push the LLM closer to the feasible region of generations, making the estimation progressively more accurate. However, this approach is sequential, and it causes a significant increase in run time. In our paper, we also present a parallelized algorithm that updates the base LLM and regularizer simultaneously, based on their status in the last iteration. Empirically, parallelization achieves the same level of performance as sequential fine-tuning, and the time complexity is the same as that of typical, unregularized fine-tuning.

Detoxification.png
A comparison of sequential (left) and parallel (right) fine-tuning over three iterations.

We also explore adaptive regularization (i.e., the use of a domain-specific regularizer on related parts of the training data) to improve performance and prevent catastrophic forgetting.

Utility is preserved

In experiments, we fine-tuned Llama-7B and Falcon-7B models on a mixture corpus including ToxiGen (data containing toxic responses) and Wikitext (general corpus) in equal proportions. With the adaptive regularizer, our approach, overall, preserved performance better than the standard approaches of reinforcement learning (RL) and filtering, while meeting toxicity control standards.

Benchmark performance of Llama-7B and Falcon-7B with toxicity control

Model

ToxiGen (lower is better)

MMLU (5-shot) (higher is better)

Com. reasoning (0-shot) (higher is better)

Llama-7B

Baseline

23

35.1

75.6

Filtering

21.9

34.6

75.1

RL

15.2

33.6

73.2

NADO decoding

15.2

31.1

71.4

Ours w/o adaptive

15.2

30.4

71.9

Ours w/ adaptive

14.2

33.9

73.6

Falcon-7B

Baseline

14

27.2

76.1

Filtering

13.6

26.4

74.9

RL

9.8

25.4

74.4

NADO decoding

7.3

23.6

72.5

Ours w/o adaptive

7.1

23.1

71.8

Ours w/ adaptive

7.3

26.1

74.5

Generation quality is preserved

Sequences produced by our model were indistinguishable, in terms of quality, from those produced by the base model, when OPT-30B acted as a judge. This demonstrates that our method retains the quality of generation. Our model also outperformed models trained using filtering and RL approaches.

Win rate against baseline

Win rate

Base

Filter

RL

Ours

Base

N/A

44.3

45.1

51.4

Filtering

55.7

N/A

53.4

61.6

RL

54.9

46.6

N/A

61.3

Ours

48.6

38.4

38.7

N/A

Toxicity classification and generation

One of the most interesting aspects of our method is that it allows the LLM to learn from toxic content. In experiments, we fine-tuned Llama-7B models on a toxicity classification task using the Jigsaw dataset of toxic content. With standard supervised fine-tuning, the model’s performance on the classification task improved, but the increased exposure to toxic content made it more likely to generate toxic content itself. With our method, on the other hand, improving performance on the classification task reduced the generation toxicity.

Jigsaw performance using Llama-7B model with toxicity control

Model

API tox.

Classify ROC

Baseline

0.315

0.910

SFT (LLM loss)

0.344

0.966

Ours (LLM loss)

0.288

0.959

SFT (classification)

0.314

0.972

Acknowledgements: I would like to acknowledge our intern, Tao Meng (UCLA), who led the work on this paper, and our coauthors, Ninareh Mehrabi, Palash Goyal, Anil Ramakrishna, Aram Galstyan, Richard Zemel, Kai-Wei Chang, and Rahul Gupta, for their contributions.

Research areas

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The Artificial General Intelligence (AGI) team is seeking a dedicated, skilled, and innovative Applied Scientist with a robust background in machine learning, statistics, quality assurance, auditing methodologies, and automated evaluation systems to ensure the highest standards of data quality, to build industry-leading technology with Large Language Models (LLMs) and multimodal systems. Key job responsibilities As part of the AGI team, an Applied Scientist will collaborate closely with core scientist team developing Amazon Nova models. They will lead the development of comprehensive quality strategies and auditing frameworks that safeguard the integrity of data collection workflows. This includes designing auditing strategies with detailed SOPs, quality metrics, and sampling methodologies that help Nova improve performances on benchmarks. The Applied Scientist will perform expert-level manual audits, conduct meta-audits to evaluate auditor performance, and provide targeted coaching to uplift overall quality capabilities. A critical aspect of this role involves developing and maintaining LLM-as-a-Judge systems, including designing judge architectures, creating evaluation rubrics, and building machine learning models for automated quality assessment. The Applied Scientist will also set up the configuration of data collection workflows and communicate quality feedback to stakeholders. An Applied Scientist will also have a direct impact on enhancing customer experiences through high-quality training and evaluation data that powers state-of-the-art LLM products and services. A day in the life An Applied Scientist with the AGI team will support quality solution design, conduct root cause analysis on data quality issues, research new auditing methodologies, and find innovative ways of optimizing data quality while setting examples for the team on quality assurance best practices and standards. Besides theoretical analysis and quality framework development, an Applied Scientist will also work closely with talented engineers, domain experts, and vendor teams to put quality strategies and automated judging systems into practice.
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The Artificial General Intelligence (AGI) team is seeking a dedicated, skilled, and innovative Applied Scientist with a robust background in machine learning, statistics, quality assurance, auditing methodologies, and automated evaluation systems to ensure the highest standards of data quality, to build industry-leading technology with Large Language Models (LLMs) and multimodal systems. Key job responsibilities As part of the AGI team, an Applied Scientist will collaborate closely with core scientist team developing Amazon Nova models. They will lead the development of comprehensive quality strategies and auditing frameworks that safeguard the integrity of data collection workflows. This includes designing auditing strategies with detailed SOPs, quality metrics, and sampling methodologies that help Nova improve performances on benchmarks. The Applied Scientist will perform expert-level manual audits, conduct meta-audits to evaluate auditor performance, and provide targeted coaching to uplift overall quality capabilities. A critical aspect of this role involves developing and maintaining LLM-as-a-Judge systems, including designing judge architectures, creating evaluation rubrics, and building machine learning models for automated quality assessment. The Applied Scientist will also set up the configuration of data collection workflows and communicate quality feedback to stakeholders. An Applied Scientist will also have a direct impact on enhancing customer experiences through high-quality training and evaluation data that powers state-of-the-art LLM products and services. A day in the life An Applied Scientist with the AGI team will support quality solution design, conduct root cause analysis on data quality issues, research new auditing methodologies, and find innovative ways of optimizing data quality while setting examples for the team on quality assurance best practices and standards. Besides theoretical analysis and quality framework development, an Applied Scientist will also work closely with talented engineers, domain experts, and vendor teams to put quality strategies and automated judging systems into practice.
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The Artificial General Intelligence (AGI) team is seeking a dedicated, skilled, and innovative Applied Scientist with a robust background in machine learning, statistics, quality assurance, auditing methodologies, and automated evaluation systems to ensure the highest standards of data quality, to build industry-leading technology with Large Language Models (LLMs) and multimodal systems. Key job responsibilities As part of the AGI team, an Applied Scientist will collaborate closely with core scientist team developing Amazon Nova models. They will lead the development of comprehensive quality strategies and auditing frameworks that safeguard the integrity of data collection workflows. This includes designing auditing strategies with detailed SOPs, quality metrics, and sampling methodologies that help Nova improve performances on benchmarks. The Applied Scientist will perform expert-level manual audits, conduct meta-audits to evaluate auditor performance, and provide targeted coaching to uplift overall quality capabilities. A critical aspect of this role involves developing and maintaining LLM-as-a-Judge systems, including designing judge architectures, creating evaluation rubrics, and building machine learning models for automated quality assessment. The Applied Scientist will also set up the configuration of data collection workflows and communicate quality feedback to stakeholders. An Applied Scientist will also have a direct impact on enhancing customer experiences through high-quality training and evaluation data that powers state-of-the-art LLM products and services. A day in the life An Applied Scientist with the AGI team will support quality solution design, conduct root cause analysis on data quality issues, research new auditing methodologies, and find innovative ways of optimizing data quality while setting examples for the team on quality assurance best practices and standards. Besides theoretical analysis and quality framework development, an Applied Scientist will also work closely with talented engineers, domain experts, and vendor teams to put quality strategies and automated judging systems into practice.
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